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David A. Carter operates under First Financial Equity Corparation, (FFEC). Securities and Registered Investment Advisory Services offered through First Financial Equity Corparation, Member FINRA/SIPC. You may obtain additional information from FFEC by going to website www.ffec.com. Should you have any questions you may directly contact your investment representative at (303) 643-5759, fax to (303) 643-5969. An official copy of statements can be obtained by contacting the custodian of assets directly.
David A. Carter is a registered investment advisor located in Arizona. David A. Carter and its representatives are in compliance with the current filing requirements imposed upon registered investment advisors by those jurisdictions in which David A. Carter maintains clients. David A. Carter may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. David A. Carter’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment related information, publications, and links. Accordingly, the publication of David A. Carter’s web site on the Internet should not be construed by any consumer and/or prospective client as David A. Carter’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by David A. Carter with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of David A. Carter, please contact the SEC, FINRA or the state securities regulators for those states in which David A. Carter maintains a filing. A copy of David A. Carter’s current written disclosure statement discussing David A. Carter’s business operations, service, and fees is available from David A. Carter upon written request. David A. Carter does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to David A. Carter’s web site or incorporated herein, and takes no responsibility therefor. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
